PECB ISO 37301 Lead Implementer- Self Study in English

SKU: ISO 37301 LI Self-Study EN

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Description

 

ISO 37301 Lead Implementer Training Material, Exam and Certification

ISO 37301 is a Type A management system standard which sets out the requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining, and continually improving a compliance management system (CMS). A CMS provides organizations a structured approach to meet all compliance obligations, i.e., requirements that they mandatorily have to comply with such as laws, regulations, court rulings, permits, licenses, as well as those that they voluntarily choose to comply with such as internal policies and procedures, codes of conduct, standards, and agreements with communities or NGOs.

ISO 37301 can be applied to all organizations, regardless of their size, nature, or complexity of activity. CMS is based upon the principles of integrity, good governance, proportionality, transparency, accountability, and sustainability.

As with the most of management system standards, ISO 37301 also follows the high-level structure (HLS) developed by ISO. The HLS structure defines the common terminology and definitions used, as well as the clause sequence (1 to 10), where the requirements for the CMS are set out in clauses 4 to 10. The HLS enables organizations to integrate various management systems, meaning that organizations can either adopt a CMS as a stand-alone management system or they can integrate it with other existing management systems.

 

Why Should You Attend ISO 37301 Lead Implementer training?

The benefits of implementing a compliance management system (CMS) based on ISO 37301 are manifold: helping the organization avoid or mitigate the costs, risks, and damage of noncompliance, ensuring the long-term sustainability of the organization, promoting trust and confidence, encouraging good governance practices, due diligence, and ethically sound business dealings, etc.

The PECB ISO 37301 Lead Implementer training course provides the knowledge needed to establish, implement, manage, maintain, and continually improve a CMS. It aims to provide an in-depth understanding of ISO 37301 requirements, as well as the best practices and approaches used for the implementation and subsequent maintenance of the compliance management system.

The training course enables you to help organizations establish processes needed to adhere to all compliance obligations and establish controls that proactively prevent noncompliance and contribute to the creation of a culture of integrity, transparency, and openness.

The training course is followed by the certification exam. If you pass, you can apply for the “PECB Certified ISO 37301 Lead Implementer” credential. The “PECB ISO 37301 Lead Implementer” certificate is internationally recognized. It validates your professional capabilities and competences to implement a CMS in an organization based on the requirements of ISO 37301.

Who Should Attend ISO 37301 Lead Implementer training?

  • Managers, consultants, and compliance officers wishing to develop a thorough understanding of ISO 37301 requirements for a compliance management system
  • Managers and consultants seeking a comprehensive CMS implementation framework
  • Compliance officers responsible for practicing due diligence with regard to compliance risks
  • Individuals wishing to contribute in maintaining organizational integrity by supporting ethical behavior
  • Managers and members of governance, risk management, and compliance teams
  • Individuals aspiring to become compliance officers or compliance management consultants

Learning Objectives of ISO 37301 Lead Implementer training

  • By the end of this training course, participants will be able to:
    • Explain the concepts, approaches, methods, and techniques used for the implementation and effective management of a CMS
    • Explain the relationship between ISO 37301 and other standards and regulatory frameworks
    • Interpret the requirements of ISO 37301 from the perspective of an implementer
    • Support organizations in establishing, implementing, maintaining, and continually improving their CMS based on ISO 37301
    • Prepare an organization to undergo a third-party certification audit

Educational Approach

  • This training course is learner-centered and contains:
    • Approaches and best practices used in compliance management system implementation, operation, maintenance, and continual improvement
    • Theoretical basis supported by practical examples, throughout the four days of the training course
    • Lecture sessions illustrated with practical examples based on a case study
    • Interaction between the trainers and participants by means of questions and discussions
    • Stand-alone quizzes and scenario-based quizzes intended to prepare the participants for the certification exam

Prerequisites

The main requirements for participating in this training course are a basic knowledge of ISO management system standards, as well as a general understanding of ISO 37301 (or ISO 19600) and the MS implementation principles.

Download ISO 37301 Lead Implementer Candidate Handbook

Course agenda

  • Day 1: Introduction to ISO 37301 and the initiation of a CMS implementationDay 2: Implementation plan of a CMSDay 3: Implementation of a CMS

    Day 4: CMS monitoring, continual improvement, and preparation for the certification audit

    Day 5: Certification exam

Examination

  • The PECB Certified ISO 37301 Lead Implementer exam fully meets the requirements of the PECB Examination and Certification Program (ECP). It covers the following competency domains:Domain 1: Fundamental principles and concepts of a compliance management systemDomain 2: Initiation of a CMS implementation

    Domain 3: Planning of a CMS implementation based on ISO 37301

    Domain 4: Implementation of a CMS based on ISO 37301

    Domain 5: Monitoring and measurement of a CMS based on ISO 37301

    Domain 6: Continual improvement of a CMS based on ISO 37301

    Domain 7: Preparation for a CMS certification audit

    For specific information about exam type, languages available, and other details, please visit the List of PECB Exams and the Examination Rules and Policies.

 

Certification

  • Upon the successful completion of the exam, you can apply for one of the credentials shown in the table below. You will receive a certificate once you fulfill all the requirements related to the selected credential. For more information about ISO 37301 credentials and the PECB certification process, please refer to the Certification Rules and Policies.The PECB ISO 37301 Implementer certification scheme has the following requirements: 
    Credential Exam Professional experience CMS project experience Other requirements
    PECB Certified ISO 37301 Provisional Implementer PECB Certified ISO 37301 Lead Implementer exam or equivalent None None Signing the PECB Code of Ethics
    PECB Certified ISO 37301 Implementer PECB Certified ISO 37301 Lead Implementer exam or equivalent Two years, of which one in compliance management At least 200 hours of activities Signing the PECB Code of Ethics
    PECB Certified ISO 37301 Lead Implementer PECB Certified ISO 37301 Lead Implementer exam or equivalent Five years, of which two in compliance management At least 300 hours of activities Signing the PECB Code of Ethics
    PECB Certified ISO 37301 Senior Lead Implementer PECB Certified ISO 37301 Lead Implementer exam or equivalent Ten years, of which seven in compliance management At least 1,000 hours of activities Signing the PECB Code of Ethics

General Information

  • Certification fees are included in the exam price.
  • Participants will be provided with the training course material containing over 450 pages of explanatory information, examples, best practices, exercises, and quizzes.
  • An attendance record worth 31 CPD (Continuing Professional Development) credits will be issued to the participants who have attended the training course.
  • In case candidates fail the exam, they can retake it within 12 months following the initial attempt for free

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